Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 2011 ms

Reported as registered
ARTISAN PARTNERS UK LLP
CRD 152711 · SEC 801-71033
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARTIZAN WEALTH
CRD 342327
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARTNEY LIMITED
CRD 316542 · SEC 802-124701
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARUSHA WEALTH LIMITED LIABILITY COMPANY
CRD 339208
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARYA VENTURES VC, LLC
CRD 339185 · SEC 802-135072
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AS AVARON ASSET MANAGEMENT
CRD 282350 · SEC 801-107104
TALLINN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AS INVESTMENT PARTNERS LLC
CRD 329772
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AS PLURAL ESTONIA
CRD 339695 · SEC 802-136132
TALLINN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AS TRIGON ASSET MANAGEMENT
CRD 286092 · SEC 801-108898
TALLINN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASAGE FINANCIAL LLC
CRD 140805
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASCEND FINANCIAL ADVISERS, INC
CRD 113273
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASCEND WEALTH ADVISORS, LLC
CRD 165774
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASCEND WEALTH MANAGEMENT LLC
CRD 333076
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASCENDANT CAPITAL MANAGEMENT
CRD 215513
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASCENDENT CAPITAL PARTNERS LIMITED
CRD 162710 · SEC 802-76267
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASCENDING ASSETS
CRD 291852
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASCENSION ADVISORS
CRD 337446
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026