Reported as state-registered
ASCENSION LEGACY PARTNERS, INC.
CRD 338567
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
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- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1352 ms
Exempt Reporting Adviser
ASCENT CAPITAL ADVISORS INDIA PRIVATE LIMITED
CRD 161583 · SEC 802-75706
BANGALORE, KARNATAKA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENT FUNDS MANAGEMENT LLC
CRD 327567 · SEC 802-128691
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENT VENTURE PARTNERS
CRD 162108 · SEC 802-74730
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENTA CAPITAL
CRD 327650 · SEC 802-128623
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCERTIS CAPITAL PTE. LIMITED
CRD 333880 · SEC 802-131957
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASESORDEINVERSIONES.COM LTD
CRD 331588 · SEC 801-130459
ROAD TOWN, TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASESORIA FINANCIERA INDEPENDIENTE, INC.
CRD 152439
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASGARD ASSET MANAGEMENT A/S
CRD 324667 · SEC 802-132678
COPENHAGEN K, COPENHAGEN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASHBY WEALTH MANAGEMENT, LLC
CRD 285593
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASHCROFT PARTNERS LLC
CRD 333962 · SEC 802-132174
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASHGROVE CAPITAL LLP
CRD 318191 · SEC 802-123193
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASHGROVE CAPITAL MANAGEMENT LIMITED
CRD 318192 · SEC 802-123191
GUERNSEY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASHGROVE SPECIALTY LENDING FUND I (GP) S.A.R.L.
CRD 318194 · SEC 802-123194
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026