Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1143 ms

Reported as registered
ASHMORE INVESTMENT ADVISORS LIMITED
CRD 170303 · SEC 801-79169
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASHMORE INVESTMENT MANAGEMENT LTD
CRD 112551 · SEC 801-55109
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASHOKA WHITEOAK CAPITAL PTE. LTD.
CRD 299712 · SEC 801-129429
SAMSUNG HUB
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASHWOOD CAPITAL MANAGEMENT LTD
CRD 309566 · SEC 802-119103
TRIANON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASIA DEBT MANAGEMENT HONG KONG LIMITED
CRD 162215 · SEC 802-123222
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASIA FRONTIER INVESTMENTS LIMITED
CRD 307143 · SEC 802-118046
SHEUNG WAN, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASIA GLOBAL ASSET MANAGEMENT, INC
CRD 141786
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD 32338 · SEC 801-79830
HAGATNA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASIA PARTNERS FUND MANAGEMENT PTE. LTD.
CRD 305065 · SEC 802-117214
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASIA RESEARCH & CAPITAL MANAGEMENT (DIFC) LIMITED
CRD 327838 · SEC 802-128684
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASK CAPITAL INVESTMENT MANAGERS
CRD 287711
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASK CAPITAL MANAGEMENT PTE LTD.
CRD 337493 · SEC 802-135987
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASKELADDEN CAPITAL
CRD 282555
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ASPECT CAPITAL LIMITED
CRD 127600 · SEC 801-62408
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASPEN & PINE ASSET MANAGEMENT
CRD 341048
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASPEN CREEK WEALTH MANAGEMENT, LLC
CRD 160649
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASPEN FINANCIAL MANAGEMENT, INC.
CRD 116149
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASPEN GROVE INVESTMENT MANAGEMENT, LLC
CRD 150038
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASPEN RIDGE WEALTH MANAGEMENT, LLC
CRD 333177
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026