Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 972 ms

Reported as state-registered
ASPEN TRAIL WEALTH MANAGEMENT, LLC
CRD 224517
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASPEN WEALTH ADVISORS LLC
CRD 312204
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASPEN WEALTH PLANNERS LLC
CRD 118324
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASPEX MANAGEMENT (HK) LIMITED
CRD 300189 · SEC 802-115265
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASPIRANT GROUP
CRD 305426 · SEC 802-117521
TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASPIRE ADVISORY SERVICES
CRD 129828
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ASPIRE GROWTH PARTNERS LLC
CRD 312063 · SEC 801-120122
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASPIRE WEALTH ADVISORS, LLC
CRD 288151
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASPIRED WEALTH
CRD 330891
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASPIRITY PARTNERS LLP
CRD 338106 · SEC 802-134312
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASPOON CAPITAL LIMITED
CRD 313470 · SEC 802-121235
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASSET & RETIREMENT MANAGEMENT
CRD 136569
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASSET ACHIEVERS
CRD 322573
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASSET GROWTH ASSOCIATES WEALTH ADVISORS
CRD 160090
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASSET LIFT WEALTH MANAGEMENT, LLC
CRD 142929
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASSET MANAGEMENT
CRD 320739 · SEC 802-126614
SÃO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASSET MANAGEMENT CORPORATION
CRD 105967
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026