Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1006 ms

Reported as registered
ASSET MANAGEMENT ONE CO., LTD.
CRD 110843 · SEC 801-55047
TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASSET RESURGENCE MAURITIUS MANAGER
CRD 306455 · SEC 802-119273
MOKA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET RISK CONSULTANTS (UK) LIMITED
CRD 292916 · SEC 801-113652
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASSET SOLUTIONS
CRD 120017
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASSET SOLUTIONS, INC.
CRD 113717
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ASSET VALUE INVESTORS LIMITED
CRD 137779 · SEC 801-65228
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASSET WEALTH ADVISORS, LLC
CRD 153250
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASSETFORT ADVISORS LLC
CRD 299149 · SEC 802-116684
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASSETFUSION
CRD 332755
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASSOCIATION FINANCIAL SERVICES, LLC
CRD 287975
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASSURANCE WEALTH MANAGEMENT
CRD 299459
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASSURED ADVISORY GROUP, LLC
CRD 316449
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASTA INVESTMENT ADVISORS
CRD 307746 · SEC 802-118376
TONBRIDGE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASTANOR GP S.AR.L.
CRD 331670 · SEC 802-130670
LUXEMBOURG, GRAND-DUCHY OF LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTARIS CAPITAL MANAGEMENT LLP
CRD 160262 · SEC 801-132432
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASTARTE CAPITAL PARTNERS LLP
CRD 319708 · SEC 802-125827
LONDON
Source release August 3, 2026 · retrieved August 18, 2026