Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1815 ms

Exempt Reporting Adviser
ASTERION INDUSTRIAL PARTNERS, SGEIC, S.A.
CRD 300067 · SEC 802-114722
MADRID
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASTI FINANCIAL MANAGEMENT
CRD 137405
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ASTIGNES CAPITAL ASIA PTE. LTD.
CRD 152719 · SEC 801-71017
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTOR
CRD 338424 · SEC 801-134433
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASTORG ADVISORY SERVICES
CRD 321806 · SEC 802-125880
LUXEMBOURG, LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASTORG ASSET MANAGEMENT SARL
CRD 284635 · SEC 802-110264
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASTORG PARTNERS
CRD 162141 · SEC 802-75246
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASTORI VENTURES LLC
CRD 336844 · SEC 802-133723
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTORIA STRATEGIC WEALTH, INC.
CRD 113510 · SEC 801-101469
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTRA ASSET MANAGEMENT UK LIMITED
CRD 167413 · SEC 801-120434
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTRA VENTURES
CRD 306263 · SEC 801-130617
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASTRA WEALTH MANAGEMENT LLC
CRD 334609
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ASTRAL CAPITAL, LLC
CRD 283421 · SEC 802-113096
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTRIS ADVISORY JAPAN K.K.
CRD 307365 · SEC 801-118275
TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ASTUTE CONSULTING, LLC
CRD 339100
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC
CRD 157549
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ASYMMETRIC ADVISORS
CRD 325460
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ATAI CAPITAL MANAGEMENT LLC
CRD 323427
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026