Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1079 ms

Reported as state-registered
ATAROKE WEALTH
CRD 323731
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ATB CAPITAL MARKETS USA INC.
CRD 155053 · SEC 801-128511
CALGARY, ALBERTA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ATHENA ADVISOR SERVICES, LLC
CRD 150960
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ATHENA INVESTMENT MANAGEMENT
CRD 106542 · SEC 801-13100
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ATHENA WEALTH MANAGEMENT
CRD 304017
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ATHOS CAPITAL ADVISORS
CRD 309225
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ATHOS CAPITAL LIMITED
CRD 287804 · SEC 802-110844
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ATIP, INC
CRD 136440
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ATLANTIC CAPITAL STRATEGIES, INC.
CRD 146725 · SEC 801-69289
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT
CRD 327354 · SEC 801-128750
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ATLANTIC INVESTMENTS A REGISTERED INVESTMENT ADVISOR, INC
CRD 154001
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ATLANTIS INVESTMENT COACHING, LLC
CRD 145416
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ATLAS
CRD 324191 · SEC 801-128722
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLAS CAPITAL
CRD 326724 · SEC 801-130378
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ATLAS FINANCIAL LLC
CRD 334246
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ATLAS GROVE CAPITAL LLC
CRD 340555
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ATLAS HEALTH CAPITAL ADVISERS LLP
CRD 342612 · SEC 802-136495
LONDON
Source release August 3, 2026 · retrieved August 18, 2026