Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1711 ms

Reported as state-registered
ATTLEE CAPITAL LLC
CRD 300272
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ATTUNE FINANCIAL PLANNING, LLC
CRD 159395
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ATTUNGA CAPITAL PTY LTD
CRD 326266 · SEC 802-127969
SYDNEY, NEW SOUTH WALES
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ATWIMA WEALTH MANAGEMENT LLC
CRD 333085
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ATWOOD CAPITAL MANAGEMENT, LLC
CRD 328157
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ATWOOD FINANCIAL PLANNING LLC
CRD 288941 · SEC 801-122029
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ATX PORTFOLIO ADVISORS, LLC
CRD 173821
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ATYANT CAPITAL MANAGEMENT LTD
CRD 165518 · SEC 801-96250
PORT-LOUIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUBREY CAPITAL MANAGEMENT
CRD 285802 · SEC 801-108789
EDINBURGH, MID LOTHIAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUDEO ADVISORS LLC
CRD 339549 · SEC 802-135708
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AUDIBLE WEALTH MANAGEMENT
CRD 325559
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AUGC PARTNERS LLC
CRD 289424 · SEC 802-132411
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUGUST EQUITY LLP
CRD 163018 · SEC 802-76439
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUGUST GROUP
CRD 311499 · SEC 801-120147
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AUGUST WEALTH GROUP, INC.
CRD 149542
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AUGUSTUS WEALTH, LLC
CRD 317189
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AULIS CAPITAL GP I, LP
CRD 341185 · SEC 802-136055
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURA CAPITAL, LLC
CRD 339918 · SEC 802-135198
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026