Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 964 ms

Reported as state-registered
AURE ADVISORS LLC
CRD 337951
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AUREANA CAPITAL MANAGEMENT, LLC
CRD 154124 · SEC 801-71777
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURELIA FOUNDRY MANAGEMENT COMPANY, LLC
CRD 327707 · SEC 802-128800
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURELIUS INVESTMENT ADVISORY LIMITED
CRD 314916 · SEC 802-121748
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AUREVIA CAPITAL INC.
CRD 340031
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AURI
CRD 336818
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AURORA FINANCIAL PLANNING & INVESTMENT MANAGEMENT LLC
CRD 291658
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AUSBIL INVESTMENT MANAGEMENT LIMITED
CRD 289468 · SEC 801-118742
SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUSPAC INVESTMENT MANAGEMENT PTE. LTD.
CRD 337544 · SEC 802-134810
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AUSTIN 180 ADVISORY GROUP LLC
CRD 292141
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AUSTIN CONSULTING
CRD 327134
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AUSTIN CREEK CAPITAL, LLC
CRD 313554
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AUTHENTIC FINANCIAL PLANNING
CRD 153032
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AUTONOMOUS CAPITAL MANAGEMENT LLC
CRD 291219 · SEC 802-126349
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUTONOMY CAPITAL (JERSEY) L.P.
CRD 338365 · SEC 802-135223
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AUXAN CAPITAL ADVISORS, LLC
CRD 133061
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AUXI ASSET MANAGEMENT, LLC
CRD 135421
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026