Reported as state-registered
AUXIUS CAPITAL MANAGEMENT, LLC
CRD 317411
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
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- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 994 ms
Reported as state-registered
AVAARI FINANCIAL
CRD 153855
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVALON FINANCIAL ADVISORS
CRD 147097
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AVALOR INVESTMENT AG
CRD 283227 · SEC 801-107717
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVANDA INVESTMENT MANAGEMENT PTE LTD
CRD 285656 · SEC 802-108950
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVANT BLOCKCHAIN CAPITAL
CRD 333401 · SEC 802-131374
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AVANT GARDE CAPITAL
CRD 154529
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVANT-GARDE WEALTH
CRD 308170
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVANZZA INVESTMENTS LLC
CRD 340942
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AVATAR GROWTH CAPITAL MANAGEMENT LIMITED
CRD 323116 · SEC 802-126900
TRIANON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVCF LLC
CRD 319381 · SEC 802-126931
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AVEA FINANCIAL PLANNING, LLC
CRD 288702
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVEC LLC
CRD 310772
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026