Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1077 ms

Exempt Reporting Adviser
AVEDON CAPITAL PARTNERS B.V.
CRD 312290 · SEC 802-121609
AMSTERDAM
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVENDUS CAPITAL PTE. LTD.
CRD 321058 · SEC 802-126344
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVENDUS PE INVESTMENT ADVISORS PRIVATE LIMITED
CRD 332349 · SEC 802-131780
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED
CRD 156771 · SEC 801-72264
MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVENIDA PARTNERS LLC
CRD 297739 · SEC 802-113780
BOGOTA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVENTE CAPITAL MANAGEMENT LLC
CRD 288127 · SEC 802-110413
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVENTICUM CAPITAL MANAGEMENT (QATAR) LLC
CRD 282157 · SEC 802-107554
DOHA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AVENUE RETIREMENT SERVICES
CRD 165606
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVERTON WEALTH
CRD 342624
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Pending / 120-Day Approval
AVIATOR'S WEALTH MANAGEMENT
CRD 330735 · SEC 801-130449
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AVIDITY CAPITAL
CRD 312745
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVINA FINANCIAL GROUP, INC.
CRD 285527
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVINCI WEALTH MANAGEMENT, INC.
CRD 327780
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AVINOVA CAPITAL PARTNERS, LLC
CRD 343601 · SEC 802-137210
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVIVA INVESTORS CANADA INC.
CRD 333457 · SEC 801-131405
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVIVAR CAPITAL, LLC
CRD 215516 · SEC 801-106549
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026