Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1417 ms

Exempt Reporting Adviser
AVM CAPITAL PTE. LTD.
CRD 339585 · SEC 802-134921
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AVONDALE CONQUEST, LLC
CRD 122821
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AVORA WEALTH LLC
CRD 339217
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AVRIO WEALTH PTE LTD
CRD 306064 · SEC 801-117905
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AW CAPITAL PARTNERS, LLC
CRD 333969 · SEC 802-131635
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AWAKEN FINANCIAL DESIGNS LLC
CRD 339725
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AWARD FINANCIAL GROUP
CRD 340669
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AXA IM PRIME
CRD 333603 · SEC 802-131670
PUTEAUX, HAUTS DE SEINE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXA INVESTMENT MANAGERS PARIS
CRD 309494 · SEC 802-119059
PUTEAUX HAUT-DE-SEINE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXA INVESTMENT MANAGERS UK LIMITED
CRD 319562 · SEC 802-125804
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXA REIM SGP
CRD 282641 · SEC 802-107315
PARIS LA DEFENSE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXCEL MANAGEMENT A/S
CRD 308113 · SEC 802-118753
COPENHAGEN C
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXEBROOK CAPITAL LLP
CRD 319419 · SEC 802-124759
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIA ASSET MANAGEMENT, LLC
CRD 173148 · SEC 801-115030
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIOM ALTERNATIVE INVESTMENTS
CRD 282155 · SEC 801-107063
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXIOM ASIA PRIVATE CAPITAL MANAGEMENT SERVICES, LP
CRD 163156 · SEC 802-76265
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXIOM EQUITY 2 GP LTD.
CRD 341278 · SEC 802-136639
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXIOM EQUITY CAPITAL PARTNERS LLP
CRD 341328 · SEC 802-136638
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AXIOM FOUNDERS FAMILY OFFICE
CRD 313318
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026