Exempt Reporting Adviser
AXIOMQED LLC
CRD 337869 · SEC 802-134315
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1032 ms
Reported as state-registered
AXION WEALTH ADVISORS
CRD 325396
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AXIS CAPITAL MANAGEMENT, LLC
CRD 317959
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AXIS POINT CAPITAL
CRD 311159
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AXIUM CAPITAL PTE. LTD.
CRD 337522 · SEC 802-134228
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIUM INFRASTRUCTURE INC.
CRD 286454 · SEC 801-108929
MONTREAL, QUEBEC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AXON CAPITAL MANAGEMENT
CRD 334888
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AYAL CAPITAL ADVISORS LIMITED
CRD 169853 · SEC 802-78881
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AYLA CAPITAL
CRD 309102
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AYM CAPITAL, LLC
CRD 163556 · SEC 802-76512
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AYURASSET LLC
CRD 339114
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AZ LEGACY WEALTH LLC
CRD 308906
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AZIMUTH CAPITAL MANAGEMENT IV LTD.
CRD 292608 · SEC 802-112904
CALGARY, ALBERTA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AZIMUTH CAPITAL MANAGEMENT V LTD.
CRD 325225 · SEC 802-127618
CALGARY, AB
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AZIMUTH ENERGY PARTNERS GP III LP
CRD 163399 · SEC 802-76351
CALGARY, ALBERTA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AZIMUTH WEALTH ADVISORS
CRD 290050
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AZLIN CONSULTANTS PVT. LTD.
CRD 284296 · SEC 802-107991
AHMEDABAD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AZM FINANCIAL
CRD 288455
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026