Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1583 ms

Reported as state-registered
AZUL PRIVATE WEALTH, LLC
CRD 341915
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AZURE SKY FINANCIAL LIFE PLANNING, LLC
CRD 310867
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AZURITE MANAGEMENT LLC
CRD 310225 · SEC 802-119544
CYBERCITY, EBENE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
B & V ADVISORS, LLC
CRD 148810
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
B P FINANCIAL ASSOCIATES, LLC.
CRD 166548
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
B-FLEXION FUND MANAGEMENT (IRELAND) LIMITED
CRD 331555 · SEC 802-130567
DUBLIN 2
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
B-FLEXION FUND MANAGEMENT (JERSEY) LIMITED
CRD 318197 · SEC 802-123196
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
B. LIVELY FINANCIAL, LLC
CRD 340920
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
B.U. ITALY S.R.L.
CRD 336361 · SEC 802-133817
MILAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
B&E FINANCIAL SERVICES
CRD 336816
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
B&F INVESTMENT STRATEGIES
CRD 114777
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
B1 FINANCIAL
CRD 323539
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
B2B CFO INVESTMENT COMPANY, LLC
CRD 159605
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
B365INVEST
CRD 337742
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BABIN WEALTH MANAGEMENT
CRD 332423
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BABYLON CAPITAL
CRD 288965
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026