Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 987 ms

Reported as registered
BALCH HILL CAPITAL
CRD 113209 · SEC 801-113714
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BALDERTON CAPITAL
CRD 160323 · SEC 802-75619
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALL & COMPANY
CRD 133950 · SEC 801-78146
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BALL INVESTMENTS CORPORATION
CRD 329782
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BALLASTER FINANCIAL
CRD 316668
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BALLINA CAPITAL, LLC
CRD 289598 · SEC 801-130354
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BALOPOLE INVESTMENT MANAGEMENT CORPORATION
CRD 135621
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BALUDEN FINANCIAL
CRD 340191
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BANANA CAPITAL MANAGEMENT, LLC
CRD 312842 · SEC 802-127723
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BANCROFT BOOTH CAPITAL ADVISORS
CRD 335113
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BANE O'LEARY LLC
CRD 286450
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BANGERTER FINANCIAL SERVICES, INC.
CRD 171939
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BANKERS INVESTMENT COUNSELING
CRD 325872
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026