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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
31,268
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1532 ms

  • Reported as state-registered

    BANNER INVESTMENT CONSULTANTS

    CRD 106439

    Principal state not provided in this source record

    State registration: WA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Exempt Reporting Adviser

    BANTRY BAY CAPITAL LIMITED

    CRD 333527 · SEC 802-131930

    LONDON

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    BANYAN CAPITAL PARTNERS LTD.

    CRD 170221 · SEC 802-79067

    GEORGE TOWN, GRAND CAYMAN

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    BANYAN LAKE CAPITAL LLC

    CRD 337806

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    BAOBAB WEALTH MANAGEMENT

    CRD 333561

    Principal state not provided in this source record

    State registration: WA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    BAPCD, INC.

    CRD 169148

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    BARAC CAPITAL MANAGEMENT, LLC

    CRD 166442

    Principal state not provided in this source record

    State registration: TX

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Exempt Reporting Adviser

    BARAK FUND MANAGEMENT

    CRD 282917 · SEC 802-107550

    FLOREAL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    BARBARA S. GAULT

    CRD 128433

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    BARD INVESTMENT GROUP, LLC

    CRD 339071

    Principal state not provided in this source record

    State registration: TX

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as registered

    BARD PARTNERS LLC

    CRD 310269 · SEC 801-119542

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    BARDEN CAPITAL MANAGEMENT, INC.

    CRD 141769 · SEC 801-126158

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    BARDI CO. LLC

    CRD 166134

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    BARENTSEN ADVISORY SERVICES, LLC

    CRD 285676

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026