Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1459 ms

Exempt Reporting Adviser
BARING VOSTOK CAPITAL PARTNERS GROUP LIMITED
CRD 162482 · SEC 802-75763
ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BARINGS
CRD 299118 · SEC 802-114253
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BARINGS (U.K.) LIMITED
CRD 158277 · SEC 802-75339
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BARINGS AUSTRALIA PTY LTD
CRD 169697 · SEC 802-80559
SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BARLOW, PAUL DAVID
CRD 284512
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARNES & COMPANY INVESTMENT COUNSEL, LLC
CRD 282136
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARNETT CAPITAL MANAGEMENT, LLC
CRD 140919
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARNETT FINANCIAL PLANNING
CRD 144590
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAROLDI WOOD MANCE FINANCIAL ADVISORS, LLC
CRD 317002
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BAROMETER CAPITAL MANAGEMENT
CRD 156409 · SEC 801-72535
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BARON CAPITAL MANAGEMENT, LLC
CRD 115488
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARON FINANCIAL ADVISORS, LLC
CRD 170484
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BARREL RATE CAPITAL, L.L.C.
CRD 324527 · SEC 802-127202
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BARRY E. REYNOLDS CPA PC
CRD 172368
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARRY F.T. BOLKER
CRD 134853
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARSON FINANCIAL PLANNING
CRD 287612
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARTEE CAPITAL MANAGEMENT, LLC
CRD 284466
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026