Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1521 ms

Reported as state-registered
BARTLETT, LAWRENCE E
CRD 136282
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARTON CREEK ADVISORS, LLC
CRD 130994
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARTON CREEK INVESTMENT ADVISORS
CRD 163187
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BARTON FINANCIAL GROUP LLC
CRD 325215
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BARWICK & PARTNERS, INC.
CRD 174336 · SEC 801-100460
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAS CAPITAL
CRD 150430 · SEC 801-136551
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASALT INFRASTRUCTURE PARTNERS LLP
CRD 161881 · SEC 801-77239
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BASE PARTNERS
CRD 293295 · SEC 802-121584
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BASED CAPITAL WEALTH LLC
CRD 333173
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BASELINE INVESTMENTS, LLC
CRD 296898
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BASELINE WEALTH MANAGEMENT LTD.
CRD 155526 · SEC 801-72136
GENEVA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BASIS POINT INVESTMENTS
CRD 316854
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BASKERVILLE CAPITAL MANAGEMENT, LLC
CRD 158289
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BASKETS CAPITAL LLC
CRD 315226
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BASS ROCKS, LLC / BASS ROCKS ASSET MANAGEMENT
CRD 327710
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BASSIN, BRUCE
CRD 283413
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BASTION ASSET MANAGEMENT INC
CRD 342790 · SEC 802-137197
MONTREAL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASTION FIDUCIARY
CRD 333420 · SEC 801-131510
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026