Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 919 ms

Reported as state-registered
BAT FINANCIAL SERVICES LLC
CRD 340391
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BATES WEALTH MANAGEMENT, LLC
CRD 284892
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BATTLE CAPITAL ASSET MANAGEMENT LLC
CRD 156266
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAUCOM WEALTH MANAGEMENT LLC
CRD 332763
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAUGHMAN FINANCIAL GROUP
CRD 148649
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAVARIAN WEALTH MANAGEMENT, INC.
CRD 135035
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAY AREA WEALTH ADVISORS
CRD 339420
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BAY CAPITAL PARTNERS LTD
CRD 167965 · SEC 802-78520
EBENE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYESIAN CAPITAL MANAGEMENT, LP
CRD 283967 · SEC 801-110916
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYFOREST
CRD 312969 · SEC 801-131513
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BAYLEAF FINANCIAL SERVICES
CRD 342400
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAYNES FINANCIAL LLC
CRD 307768
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAYNES INVESTMENT COUNSEL LLC
CRD 322909
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAYOU BRIDGE CAPITAL ADVISORS, LLC
CRD 318595
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026