Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1280 ms

Reported as state-registered
BAYROCK FINANCIAL, L.L.C.
CRD 305467
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BAYWORTH CAPITAL
CRD 284360
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BB SHELF 4 LLP
CRD 172471 · SEC 802-80314
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BBN MANAGEMENT, LLC
CRD 147954
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BC FINANCIAL
CRD 288411
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BC GESTAO DE RECURSOS LTDA.
CRD 307955 · SEC 802-129851
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BC PARTNERS LLP
CRD 284927 · SEC 802-114565
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BCD ADVISORS
CRD 169468
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BCN FINANCIAL, INC.
CRD 135655
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BCP VENTURES, LLC
CRD 323241 · SEC 802-126670
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BD-CAPITAL PARTNERS MANAGEMENT (GUERNSEY) LIMITED
CRD 312024 · SEC 802-120264
ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BDC INVESTMENT ADVISORS, LLC
CRD 147627
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BDJ WEALTH MANAGEMENT LLC
CRD 309290
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BDK CAPITAL
CRD 170056 · SEC 802-79060
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BDL WEALTH MANAGEMENT PLLC
CRD 330196
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026