Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1509 ms

Reported as registered
BRISTOL GATE CAPITAL PARTNERS INC.
CRD 175139 · SEC 801-96241
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROAD INVESTMENT SECURITIES LLC
CRD 290775 · SEC 801-112127
BEIJING
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROAD REACH INVESTMENT MANAGEMENT LLP
CRD 285755 · SEC 801-126132
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BROADARCH CAPITAL, LLC
CRD 163837 · SEC 802-119441
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROADVIEW WEALTH MANAGEMENT, LLC
CRD 174429 · SEC 801-131458
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROADWEALTH LLC
CRD 304356 · SEC 801-129388
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BROCK ASSET MANAGEMENT
CRD 116791
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
BROCKTON CAPITAL LLP
CRD 161149 · SEC 802-75815
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BROKAW RICE INVESTMENT ADVISORS, INCORPORATED
CRD 141533
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROKEN INVESTING, LLC
CRD 337292
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROMAN & GREIG ASSET MANAGEMENT, LLC
CRD 130494
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BRONTE CAPITAL
CRD 151222 · SEC 801-70527
BONDI JUNCTION
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BRONZE INVESTMENTS, LLC
CRD 304387 · SEC 802-117144
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P.
CRD 171207 · SEC 801-79916
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026