Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1439 ms

Reported as registered
BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP
CRD 151605 · SEC 801-70688
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROOKFIELD RENEWABLE ENERGY GROUP LLC
CRD 316590 · SEC 801-122588
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROOKLANDS
CRD 286221 · SEC 801-110919
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BROOKLYN PLANS LLC
CRD 284104
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROOKS FINANCIAL SERVICES
CRD 115305
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROOKS WEALTH MANAGEMENT
CRD 332237
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROOKSIDE CAPITAL GROUP LLC
CRD 334658
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROOKSIDE STRATEGY AND CONSULTING
CRD 334060
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROOKSIDE WEALTH MANAGEMENT LLC
CRD 287767
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROOMFIELD ADVISORY & MANAGEMENT
CRD 149434
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
BROWN ADVISORY LTD.
CRD 168985 · SEC 801-80609
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BROWN AND BROWN FINANCIAL SERVICES, INC.
CRD 105392
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROWN BRIDGE CAPITAL, LLC
CRD 268791
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROWN FINANCIAL GROUP
CRD 169343
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROWN PCFO
CRD 330769
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROWNING CAPITAL MANAGEMENT LLC
CRD 169271
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROWNSBORO FINANCIAL
CRD 285221
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROXTON CAPITAL ADVISORS
CRD 136914
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BROYLES ADVISORY, LLC
CRD 285119
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026