Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1681 ms

Exempt Reporting Adviser
BWE GP LTD.
CRD 288928 · SEC 802-112754
ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
BWS FINANCIAL
CRD 122074
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
BWS INVESTMENT MANAGEMENT, LLC
CRD 316686
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
C & T FINANCIAL SERVICES GROUP, INC.
CRD 127922
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
C 3 FINANCIAL STRATEGIES
CRD 166000
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
C FINANCIAL AND TAX ASSOCIATES
CRD 170453
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S
CRD 173234 · SEC 801-108016
COPENHAGEN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
C-BRIDGE CAPITAL INVESTMENT MANAGEMENT, LTD.
CRD 298355 · SEC 802-114310
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
C-STAR ISAR LTD
CRD 341529 · SEC 802-136004
BIRKIRKARA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
C.L. SHELDON & COMPANY, LLC
CRD 152582 · SEC 801-136786
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
C.M.BIDWELL & ASSOCIATES LTD
CRD 107449 · SEC 801-14976
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
C&S CAPITAL PARTNERS, LLC
CRD 339592 · SEC 802-135056
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
C&S INVESTMENT
CRD 294103 · SEC 801-112984
VADUZ, VADUZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
C2 VENTURES MANAGEMENT, LLC
CRD 333835 · SEC 802-134090
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
C5 CAPITAL LIMITED
CRD 297542 · SEC 802-113879
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CABILDO CAPITAL LLC
CRD 297330
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CABOT SQUARE CAPITAL
CRD 160101 · SEC 802-127044
LONDON, LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CABRA VC
CRD 333714 · SEC 802-131595
LIMASSOL
Source release August 3, 2026 · retrieved August 18, 2026