Reported as registered
CACTI ASSET MANAGEMENT, LLC
CRD 156131 · SEC 801-72215
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1055 ms
Exempt Reporting Adviser
CADEN CAPITAL PARTNERS, LP
CRD 317442 · SEC 802-137058
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CADENA FINANCIAL PLANNING & TAX SERVICES
CRD 135892
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CADENCE FINANCIAL ADVISORS, LLC
CRD 141807
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CADENCE HEALTHCARE VENTURES, LLC
CRD 321003 · SEC 802-126506
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CADENCE WEALTH MANAGEMENT, LLC
CRD 158636
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CADENZA FINANCIAL PLANNING
CRD 314193
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CADGER TAX AND FINANCIAL INC.
CRD 312033
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CADMAN CAPITAL LTD
CRD 161719 · SEC 802-74710
ROAD TOWN, TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CADOGAN PARK
CRD 291546 · SEC 801-112412
VANCOUVER, B.C.
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAERUS INVESTMENT ADVISORS, LLC
CRD 171716 · SEC 801-110401
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAIMAN CAPITAL GROUP LLC
CRD 318162
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAIN INTERNATIONAL ADVISERS LIMITED
CRD 290217 · SEC 801-112553
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAIN INTERNATIONAL MANAGEMENT LIMITED
CRD 305051 · SEC 802-117661
ST HELIER, JERSEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAIRN FINANCIAL GROUP
CRD 299889
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAIRN FINANCIAL PLANNING
CRD 326908 · SEC 801-130898
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAIRN INVESTOR SERVICES
CRD 282853
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026