Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1324 ms

Reported as state-registered
CAISHEN FINANCIAL
CRD 326936
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAIUS CAPITAL LLP
CRD 285187 · SEC 801-110402
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CALABAZAS CREEK ADVISORS, LLC
CRD 281058
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CALCAGNINI WEALTH MANAGEMENT, LLC
CRD 293164
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CALCULUS INVESTMENT MANAGEMENT LLC
CRD 339057 · SEC 802-134669
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALDER FINANCIAL LLC
CRD 290616 · SEC 801-130243
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CALDWELL INVESTMENT MANAGEMENT LTD.
CRD 338327 · SEC 802-136219
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CALDWELL INVESTMENT SERVICES LLC
CRD 317283
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.
CRD 108368
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED
CRD 161331 · SEC 801-79576
SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CALIBRATE MANAGEMENT LIMITED
CRD 318719 · SEC 802-123498
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CALIBRATION FINANCIAL
CRD 304118
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CALIFORNIA BENEFITS AND RETIREMENT GROUP, LLC
CRD 305719
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CALIFORNIA FINANCIAL PARTNERS, INC.
CRD 328026
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CALISI WEALTH MANAGEMENT
CRD 336221
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
CRD 137293
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CALLAHAN WEALTH ADVISORY
CRD 316124 · SEC 801-122369
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026