Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1511 ms

Reported as state-registered
CALLAWAY FINANCIAL SERVICES
CRD 172117
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CALLIDUS CAPITAL PARTNERS LLC
CRD 137732
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CALUNIUS CAPITAL LLP
CRD 161780 · SEC 802-74584
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CALVIN S MAZLUMYAN, ATTORNEY
CRD 331551
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAMAC PARTNERS, LLC
CRD 173002 · SEC 801-126104
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAMBRIAN CAPITAL LIMITED PARTNERSHIP
CRD 138552 · SEC 802-119593
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAMBRIAN VC, LLC
CRD 317865 · SEC 802-132422
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAMBRIDGE INNOVATION CAPITAL MANAGER LIMITED
CRD 316698 · SEC 802-122442
CAMBRIDGE, CAMBS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAMBRIDGE RETIREMENT PARTNERS
CRD 148889 · SEC 801-125703
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
CAMBWICK US LLC
CRD 342452 · SEC 801-136777
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAMBYSES FINANCIAL ADVISORS
CRD 230786
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAMCO MANAGEMENT LIMITED
CRD 339654 · SEC 802-135101
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAMDEN FINANCIAL MANAGEMENT, INC.
CRD 111938 · SEC 801-60348
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAMELBACK CAPITAL MANAGEMENT, LLC
CRD 169524
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAMELOT WEALTH MANAGEMENT, LLC
CRD 171275
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026