Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1064 ms

Reported as state-registered
CANON ASSET MANAGEMENT ADVISORY, LLC
CRD 308833
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CANSO INVESTMENT COUNSEL LTD.
CRD 336447 · SEC 801-132893
RICHMOND HILL, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CANSON CAPITAL PARTNERS
CRD 313256 · SEC 802-127799
LONDON, LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CANTILLON CAPITAL MANAGEMENT LLP
CRD 139303 · SEC 801-66104
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CANTLON FINANCIAL PLANNING LLC
CRD 106622 · SEC 801-132223
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CANTU TACTICAL WEALTH MANAGEMENT, INC.
CRD 152210
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAPE ANN ASSET MANAGEMENT
CRD 284056 · SEC 801-107996
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPE CAPITAL AG
CRD 324701 · SEC 802-128333
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPELIGHT CAPITAL ASSET MANAGEMENT
CRD 333408 · SEC 802-131331
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPEVIEW CAPITAL LLP
CRD 160092 · SEC 801-78160
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITAL 49 INVESTMENT MANAGEMENT LIMITED
CRD 340338 · SEC 802-135427
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITAL A MANAGEMENT B.V.
CRD 341291 · SEC 802-136220
AMSTERDAM, NOORD HOLLAND
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL ACHIEVEMENTS, LLC
CRD 291108 · SEC 801-131269
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPITAL ADULTING LLC
CRD 337636
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL ADVICE, LLC
CRD 300414
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL ALLIANCE WEALTH MANAGEMENT
CRD 315548
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL ASSET ADVISORS LLC.
CRD 291635
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026