Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1107 ms

Reported as registered
CAPITAL IP INVESTMENT PARTNERS LP
CRD 326733 · SEC 801-130179
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITAL K
CRD 330562 · SEC 802-129873
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPITAL MANAGEMENT ADVISORS LP
CRD 134969
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL MANAGEMENT SERVICES
CRD 135617
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAPITAL MARKET SECURITIES, INC
CRD 319344 · SEC 802-123567
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL MARKETS IQ, LLC
CRD 134921 · SEC 801-69992
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPITAL NARRATIVE WEALTH MANAGEMENT
CRD 340415
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL PARTNERS INVESTMENT GROUP
CRD 294889
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL PARTNERS WEALTH MANAGEMENT
CRD 291260
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL RESOURCES AND INSURANCE, INC
CRD 301878
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL RETIREMENT PLANNING, LLC
CRD 145156
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAPITAL RETURNS MANAGEMENT, LLC
CRD 163104 · SEC 802-117613
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPITAL RISK
CRD 300480
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL STRATEGIES GROUP, LLC
CRD 140120
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL SYNERGY PARTNERS
CRD 148733
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAPITAL TODAY CHINA GROWTH MANAGEMENT II LIMITED
CRD 283436 · SEC 802-107601
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITAL TODAY RIVER MANAGEMENT LIMITED
CRD 300303 · SEC 802-114716
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPITAL TRUST WEALTH MANAGEMENT
CRD 150860
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026