Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1738 ms

Reported as state-registered
CAPITAL UNITED INVESTMENTS LLC
CRD 312447
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAPITAL V GROUP LLC
CRD 297266
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAPITAL VIEW WEALTH MANAGEMENT, LLC
CRD 126653 · SEC 801-62003
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPITAL WEALTH STRATEGIES, LLC
CRD 282818
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAPITAL Z ASSET MANAGEMENT, LLC
CRD 162210 · SEC 801-79988
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITAL Z INVESTMENT PARTNERS (HONG KONG) LIMITED
CRD 159847 · SEC 802-74990
CAUSEWAY BAY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPITALALPHABET
CRD 322498
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAPITALIA (SUISSE)
CRD 164222 · SEC 801-76691
GENEVA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITALWORKS ADVISORS LLP
CRD 299057 · SEC 802-114504
LONDON, GREATER LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITALWORKS MANAGEMENT (GUERNSEY) LIMITED
CRD 319165 · SEC 802-126292
ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITALWORKS PRIVATE EQUITY ADVISOR LIMITED
CRD 168804 · SEC 802-78484
GEORGE TOWN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITALWORKS PRIVATE EQUITY ADVISOR PROPRIETARY LIMITED
CRD 298759 · SEC 802-114484
JOHANNESBURG, GAUTENG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITALX
CRD 310537 · SEC 802-130102
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITON AG
CRD 161091 · SEC 802-74652
BERLIN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPLO ADVISORY LLC
CRD 312295
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAPMAN AB
CRD 319307 · SEC 802-126578
STOCKHOLM, STOCKHOLM
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPMAN CAPITAL MANAGEMENT LTD
CRD 162127 · SEC 802-75912
HELSINKI
Source release August 3, 2026 · retrieved August 18, 2026