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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
31,268
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1584 ms

  • Exempt Reporting Adviser

    CAPMAN INFRA MANAGEMENT OY

    CRD 319306 · SEC 802-127796

    HELSINKI, HELSINKI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    CAPMAN REAL ESTATE LTD

    CRD 319305 · SEC 802-126579

    HELSINKI, HELSINKI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    CAPO CREEK FINANCIAL SOLUTIONS

    CRD 311923

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as registered

    CAPRICE CAPITAL PARTNERS, LLC

    CRD 307048 · SEC 801-118661

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    CAPRIOLE INVESTMENTS LIMITED

    CRD 337409 · SEC 802-134002

    ROAD TOWN

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    CAPROCK CAPITAL ADVISORS INC.

    CRD 170672

    Principal state not provided in this source record

    State registration: TX

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    CAPROCK WEALTH MANAGEMENT

    CRD 333678

    Principal state not provided in this source record

    State registration: TX

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    CAPSTAN LLC

    CRD 111937

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    CAPSTONE PACIFIC INVESTMENT STRATEGIES

    CRD 154819

    Principal state not provided in this source record

    State registration: AZ

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    CAPSTONE WEALTH MANAGEMENT, INC

    CRD 172040

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026