Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1081 ms

Exempt Reporting Adviser
CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD.
CRD 312483 · SEC 802-120621
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPULA INVESTMENT MANAGEMENT SWITZERLAND SARL
CRD 338211 · SEC 802-134338
GENEVA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPULA MANAGEMENT LIMITED
CRD 163729 · SEC 802-113693
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPVEST PARTNERS LLP
CRD 161967 · SEC 802-75821
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAPVIEW ADVISORS, LLC.
CRD 173319
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAPVIS AG
CRD 310701 · SEC 802-119712
BAAR, ZUG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPVISOR ASSOCIATES, LLC
CRD 289154 · SEC 801-110889
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARAPACE FINANCIAL ADVISORS LLC
CRD 291404
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CARBON INFRASTRUCTURE PARTNERS CORP.
CRD 159707 · SEC 802-74965
CALGARY, ALBERTA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARBON REMOVAL PARTNERS AG
CRD 338056 · SEC 802-134256
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARBON SILICON MANAGEMENT, LLC
CRD 343455 · SEC 802-137152
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARDENAS ASSET MANAGEMENT, LLC
CRD 114943 · SEC 801-134367
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARDIFF PARK ADVISORS
CRD 126752 · SEC 801-66660
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARDINAL ADVISERS LLC
CRD 284465 · SEC 801-135017
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARDINAL CAPITAL GROUP
CRD 171530 · SEC 802-80618
DUBLIN 4
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARDINAL CAPITAL MANAGEMENT, INC.
CRD 124729 · SEC 801-61764
WINNIPEG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARDINAL POINT WEALTH MANAGEMENT
CRD 140619 · SEC 801-66719
TORONTO, ON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARDINAL RETIREMENT PLANNING, INC.
CRD 166545 · SEC 801-132974
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026