Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1665 ms

Reported as state-registered
CARDINAL WEALTH MANAGEMENT LLC
CRD 339938
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CARE EQUITY CAPITAL MANAGEMENT, L.P.
CRD 312131 · SEC 801-128405
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAREFREE INVESTMENT CONSULTING
CRD 316197
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAREY S. ROEBUCK FINANCIAL SERVICES, LLC
CRD 280029
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARICO PRIVATE WEALTH MANAGEMENT
CRD 342716
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARION DOTY ADVISORS LLC
CRD 120866
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARIS INVESTMENT PARTNERS
CRD 305511
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARITAS INVESTMENT ADVISORS LLC
CRD 284777
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARL F. PETERSEN. INC
CRD 109489
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARL W. LARGE, AN ACCOUNTANCY CORPORATION
CRD 135681
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CARLISLE MANAGEMENT COMPANY S.A.R.L.
CRD 286131 · SEC 802-112058
LUXEMBOURG CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARLISLE TAX CREDIT ADVISORS
CRD 151461 · SEC 801-77655
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARLSON FINANCIAL ADVISORY, LLC
CRD 281868
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARLSON WEALTH, LLC
CRD 318362
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CARNE GLOBAL FUND MANAGERS (IRELAND) LIMITED
CRD 173794 · SEC 802-107463
DUBLIN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARNE GLOBAL FUND MANAGERS (LUXEMBOURG) S.A.
CRD 304919 · SEC 802-121583
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARNEGIE PARK CAPITAL LLC
CRD 317573 · SEC 802-124973
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARNEGIE WEALTH MANAGEMENT LLC
CRD 329747
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITED
CRD 335103 · SEC 801-134884
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026