Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 935 ms

Reported as state-registered
CARNEY PORTFOLIO MANAGEMENT INC.
CRD 132883
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC
CRD 171534 · SEC 801-119139
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAROLINA STRATEGY, LLC
CRD 324629 · SEC 801-132032
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAROTA WEALTH MANAGEMENT
CRD 127344 · SEC 801-120393
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARPATHIAN CAPITAL, LLC
CRD 332934 · SEC 802-131837
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARPE DIEM FINANCIAL LIFE PLANNING
CRD 309092
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CARPEDIEM ADVISORS PRIVATE LIMITED
CRD 334494 · SEC 802-134180
MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARR CONSULTING P.A.
CRD 129350
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARR WEALTH MANAGEMENT LLC
CRD 281343
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CARRAIGHILL
CRD 290703 · SEC 801-112385
DUBLIN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARRARA WEALTH MANAGEMENT
CRD 340803
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CARRHAE CAPITAL
CRD 161900 · SEC 801-77064
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARRHAE CAPITAL (DIFC) LIMITED
CRD 337385 · SEC 801-134447
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARRINGTON ADVISORS, LLC
CRD 311522
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARRINGTON FINANCIAL PLANNING, LLC
CRD 156554
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CARROLL & COMPANY CAPITAL MANAGEMENT
CRD 135185
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CARTA FINANCIERA
CRD 306723 · SEC 801-118705
TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CARTER & BALSAM ADVISERS
CRD 127634
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026