Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1394 ms

Exempt Reporting Adviser
CASTIK CAPITAL SARL
CRD 309487 · SEC 802-119143
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CASTLE CAPITAL MANAGEMENT
CRD 343211
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CASTLE FINANCIAL
CRD 341862
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CASTLE GROUP INVESTMENT COUNSEL, INC.
CRD 134992
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CASTLE LIGHT PARTNERS LP
CRD 301246 · SEC 802-115279
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLE RIDGE ASSET MANAGEMENT LIMITED
CRD 309774 · SEC 801-120571
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CASTLEBAR CAPITAL LLP
CRD 327829 · SEC 802-128959
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CASTLEFORGE
CRD 301341 · SEC 802-128096
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLETON PARTNERS, LLC
CRD 140873 · SEC 801-66975
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CASTLEWOOD FINANCIAL ADVISORS, LLC
CRD 147624
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CATALANO FINANCIAL
CRD 298405
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CATALYS PACIFIC, LLC
CRD 301379 · SEC 802-116739
TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CATALYST CAPITAL MANAGEMENT LTD
CRD 163348 · SEC 802-76963
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CATALYST FUNDS MANAGEMENT PTY LTD
CRD 316797 · SEC 802-122568
SYDNEY NSW
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CATALYST INVESTMENT MANAGEMENT LLC
CRD 298122 · SEC 801-127508
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CATAMOUNT CAPITAL LLC
CRD 137652
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CATCHLIGHT CAPITAL MANAGEMENT LLC
CRD 319003 · SEC 801-134056
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CATERER GOODMAN PARTNERS LTD
CRD 314975 · SEC 801-121659
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CATES FP, CATES TAX ADVISORY
CRD 290650
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CATEY, INC.
CRD 316011
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026