Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1115 ms

Reported as state-registered
CATOOSA FUND MANAGEMENT LLC
CRD 153369
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CATRS TEACHERS RETIREMENT SERVICES LLC
CRD 298801
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAUSATION VENTURES, L.L.C.
CRD 325506 · SEC 802-127876
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAUSEY PUBLIC FINANCE
CRD 332123 · SEC 801-130992
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAVALOT CAPITAL
CRD 312088
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAVENDER FINANCIAL PLANNING, LLC
CRD 342417
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAVINESS WEALTH MANAGEMENT, LLC
CRD 172091
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CAVNER SOCIAL ENTERPRISES, LLC
CRD 173606
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CAXTON (MONACO) S.A.M.
CRD 313868 · SEC 802-131981
MONACO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAXTON (SINGAPORE) PTE LTD.
CRD 333151 · SEC 802-131980
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAXTON ASSET MANAGEMENT (DIFC) LIMITED
CRD 333152 · SEC 802-131982
DUBAI, DIFC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAXTON ASSOCIATES LLP
CRD 333153 · SEC 801-136549
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAYGAN CAPITAL PTE. LTD.
CRD 171482 · SEC 802-79891
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CAYMAN CAPITAL MANAGEMENT, INC.
CRD 299894
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CBK FINANCIAL ADVISORS LLC
CRD 291467
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026