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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
31,268
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1079 ms

  • Exempt Reporting Adviser

    CBK MANAGEMENT

    CRD 343594 · SEC 802-137161

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    CBL WEALTH MANAGEMENT

    CRD 289564

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Exempt Reporting Adviser

    CBPE

    CRD 160901 · SEC 802-74928

    LONDON

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    CCP GP LTD.

    CRD 162135 · SEC 802-75192

    HONG KONG

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    CCP II ADVISORY LTD.

    CRD 162132 · SEC 802-75198

    HONG KONG

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    CCP II GP LTD.

    CRD 162136 · SEC 802-75190

    HONG KONG

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    CCV MANAGEMENT LIMITED

    CRD 311080 · SEC 802-119795

    BEIJING

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    CDAM (UK) LTD

    CRD 169319 · SEC 801-80746

    LONDON

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    CDB ADVISORY & CONSULTING

    CRD 314797

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as state-registered

    CDFINANCIAL

    CRD 165317

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026