Reported as registered
CEF ADVISORS
CRD 115562 · SEC 801-113697
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1046 ms
Reported as state-registered
CEG LIFE FINANCIAL SERVICES
CRD 318216
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CELERATEX CAPITAL LIMITED
CRD 342330 · SEC 802-136756
GEORGE TOWN, GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CELERO CAPITAL FUND MANAGER AB
CRD 342638 · SEC 802-136487
STOCKHOLM
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CELF ADVISORS LLP
CRD 162303 · SEC 802-75409
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CELTIC CAPITAL CORPORATION
CRD 116707
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CENTAURI ADVISORY GROUP, INC.
CRD 158999
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CENTER FOR WEALTH MANAGEMENT ADVISORY
CRD 171221 · SEC 801-112042
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CENTER PILLAR WEALTH MANAGEMENT LLC
CRD 313243
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CENTERED FINANCIAL
CRD 304535
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CENTERLINE INVESTMENT MANAGEMENT LIMITED
CRD 294722 · SEC 802-113351
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CENTERPOINT FINANCIAL MANAGEMENT LLC
CRD 306065
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CENTIMILLIONAIRE ADVISORS, LLC
CRD 299484
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CENTOIC
CRD 330482
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CENTRAL ASSET INVESTMENTS AND MANAGEMENT HOLDINGS (HK) LIMITED
CRD 282479 · SEC 802-107364
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CENTRAL COAST TAX & FINANCIAL SERVICES
CRD 289814
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026