Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1013 ms

Exempt Reporting Adviser
CG PARTNERS (GP) INC.
CRD 332567 · SEC 802-131159
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CGM INVESTMENT MANAGEMENT
CRD 114262
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CGR FINANCIAL
CRD 299833
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CGS MANAGEMENT AG
CRD 166379 · SEC 802-77877
PFÄFFIKON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHADWICK FINANCIAL
CRD 337228
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHAIM INVESTMENT ADVISORS LLC
CRD 171145
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHAINSTREET CAPITAL LLC
CRD 154205 · SEC 802-129918
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHAIR SIX FINANCIAL PLANNING, PLLC
CRD 282052
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHAKKAL GROUP
CRD 284196
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHALFEN VENTURES LLP
CRD 315371 · SEC 802-122312
LONDON, LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHALK CREEK PARTNERS, LLC
CRD 305270
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CHALKSTREAM CAPITAL GROUP, L.P.
CRD 153734 · SEC 801-73339
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHAMBERS FINANCIAL CONSULTING
CRD 329781
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CHAMPION ADVISORS LLC
CRD 149920 · SEC 801-95176
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHAMPION FINANCIAL PLANNING LLC
CRD 311684
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHAN, ARDEN
CRD 304599
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHANAKYA BUSINESS VENTURES LLC
CRD 309886
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CHANAKYA CAPITAL PARTNERS
CRD 170697 · SEC 801-79811
TRIANON
Source release August 3, 2026 · retrieved August 18, 2026