Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1028 ms

Exempt Reporting Adviser
CHASING RAINBOWS VENTURES, LLC
CRD 317850 · SEC 802-126633
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHASTAIN WEALTH MANAGEMENT
CRD 285551 · SEC 801-132176
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHAYTON CAPITAL LLP
CRD 161158 · SEC 802-75380
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC
CRD 161204 · SEC 801-133706
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHECKPOINT FINANCIAL PLANNING
CRD 328729
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHEETAH INVESTMENT MANAGEMENT LIMITED
CRD 161532 · SEC 802-77871
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHEN FINANCIAL GROUP, LLC
CRD 133336
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CHENAVARI INVESTMENT MANAGERS
CRD 158713 · SEC 801-72662
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHENAVARI INVESTMENT MANAGERS (LUXEMBOURG) SARL
CRD 284885 · SEC 802-127332
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHENG WEALTH MANAGEMENT, LLC
CRD 170190
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHENG, JEN I
CRD 339213
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHEPSTOW LANE CAPITAL LLP
CRD 331232 · SEC 802-130434
LONDON, ENGLAND
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHEQUERS PARTENAIRES SA
CRD 162281 · SEC 802-75243
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHERRY VENTURES MANAGEMENT GMBH (AIFM)
CRD 301494 · SEC 802-115293
BERLIN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHERUBIC VENTURES ADVISORS LTD.
CRD 307348 · SEC 802-118233
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHERYL MORHAUSER & ASSOCIATES
CRD 129504
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHESS FINANCIAL PLANNING LLC
CRD 292777
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHESTER CAPITAL LLC
CRD 341744 · SEC 802-136182
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026