Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1038 ms

Reported as state-registered
CHEVELON CAPITAL MANAGEMENT LLC
CRD 298609
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHEYNE CAPITAL INTERNATIONAL LIMITED PARTNERSHIP
CRD 166702 · SEC 802-77682
HAMILTON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHEYNE CAPITAL MANAGEMENT (UK) LLP
CRD 158991 · SEC 801-78313
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHEYNE CAPITAL SMC LIMITED
CRD 304782 · SEC 802-117164
DUBLIN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHICORY WEALTH
CRD 290887 · SEC 801-112089
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHIEF CAPITAL MANAGEMENT, INC
CRD 108753
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHIEN, JOSEPHINE
CRD 131238
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CHILDFREE WEALTH
CRD 316489 · SEC 801-126460
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
CHILDRESS & CO LLC
CRD 341213 · SEC 801-136231
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHILDRESS INVESTMENT MANAGEMENT
CRD 115058
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHIMERA WEALTH
CRD 311674
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHINA ALPHA FUND MANAGEMENT (HK) LIMITED
CRD 217512 · SEC 802-106554
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHINA ASSET MANAGEMENT (HONG KONG) LIMITED
CRD 166615 · SEC 801-77818
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHINA CONSUMER MANAGEMENT II LIMITED
CRD 165035 · SEC 802-118983
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED
CRD 163000 · SEC 802-75594
ADMIRALTY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED
CRD 171572 · SEC 802-79778
ADMIRALTY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHINA RENAISSANCE CAPITAL INVESTMENT INC.
CRD 162102 · SEC 802-75186
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHINESE ABRAHAM INVESTMENT ADVISORS LLC
CRD 132170
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026