Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1446 ms

Exempt Reporting Adviser
CHINGONA VENTURES MANAGEMENT LLC
CRD 316482 · SEC 802-122510
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHIRATAE ADVISORS CO. LIMITED
CRD 310232 · SEC 802-119444
TRIANON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHISHOLM FINANCIAL PLANNING & INVESTMENTS
CRD 293233
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHISHOLM WEALTH MANAGEMENT
CRD 321134
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CHLASTAWA, ALLAN F.
CRD 288859 · SEC 801-113010
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHOICE FINANCIAL & INSURANCE SERVICES, INC.
CRD 312049
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHORUS CAPITAL
CRD 292296 · SEC 802-112573
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHRIS HAYS WEALTH MANAGEMENT LLC
CRD 307786
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHRIS REDDICK FINANCIAL PLANNING
CRD 304542
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHRISTENSEN CAPITAL, LLC
CRD 117699
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHRISTIAN CURRY BATCHELDER, CFP
CRD 133255
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CHRISTMAS CORPORATION
CRD 282245 · SEC 801-107155
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHRISTOPHER JAMES CAPITAL ADVISORS
CRD 343166
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHRYSADIA FINANCIAL, LLC
CRD 326813
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHRYSALIX VENTURE CAPITAL
CRD 159843 · SEC 802-74580
VANCOUVER, BC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CHT GROUP, INC.
CRD 161842
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CHUGG WEALTH STRATEGIES, LLC
CRD 284215
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CHUI VENTURES MANAGEMENT CO, LLC
CRD 325298 · SEC 802-127649
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026