Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 985 ms

Reported as registered
CIOVACCO CAPITAL MANAGEMENT
CRD 125071 · SEC 801-120789
Principal state not provided in this source record
State registration: CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CIRCADIA FINANCIAL PLANNING
CRD 334451
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CIRCUIT WEALTH LLC
CRD 335718
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CIRCULARIS PARTNERS LP
CRD 290146 · SEC 802-132236
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CIRCULARITY CAPITAL
CRD 318186 · SEC 802-123136
EDINBURGH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CIRCULATE CAPITAL MANAGEMENT PTE. LTD.
CRD 304837 · SEC 802-117273
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CITADEL INVESTMENT ADVISORY INC
CRD 110540 · SEC 801-112507
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CITRON PE FUNDS MANAGEMENT LIMITED
CRD 161479 · SEC 802-75595
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CITTA CAPITAL MANAGEMENT, LLC
CRD 322343 · SEC 802-126437
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED
CRD 110986 · SEC 801-46266
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CJC WEALTH MANAGEMENT
CRD 325288 · SEC 801-136678
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CJL QUANTUM ANALYTICS
CRD 330215
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CK ADVISORS, LLC
CRD 140062 · SEC 801-107675
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CKG MANAGEMENT
CRD 306212 · SEC 802-136498
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CL STRATEGIC MANAGEMENT LIMITED
CRD 331418 · SEC 802-130479
WAN CHAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLAIRVEST GP MANAGECO INC.
CRD 162568 · SEC 802-76324
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLANTON FINANCIAL PARTNERS, LLC
CRD 333591
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026