Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1548 ms

Exempt Reporting Adviser
CLASS 5 GLOBAL, LLC
CRD 327782 · SEC 802-130364
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.
CRD 127666
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLASSICCPA
CRD 339515
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLBI INVESTMENTS INC
CRD 105703
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLC CAPITAL MANAGEMENT
CRD 132224
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CLC GLOBAL MANAGEMENT PTE. LTD.
CRD 316420 · SEC 802-122343
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLEAN ALPHA PARTNERS (AUSTRALIA) PTY LTD
CRD 335484 · SEC 802-132965
MELBOURNE, VICTORIA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEAN ENERGY TRANSITION INTERNATIONAL S.A.M.
CRD 339944 · SEC 801-135490
MONACO, MONACO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEAN ENERGY TRANSITION LLP
CRD 315409 · SEC 801-122043
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLEAR AND SIMPLE FINANCIAL GROUP LLC
CRD 309957
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEAR CAPITAL MANAGEMENT LP
CRD 172209
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEAR FIDUCIARY CONSULTANTS, LLC
CRD 282259
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEAR SKIES FINANCIAL
CRD 286045
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEAR WEALTH MANAGEMENT
CRD 289532
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CLEARANCE CAPITAL LTD
CRD 166644 · SEC 802-79533
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLEARBELL FUND MANAGEMENT LIMITED
CRD 172352 · SEC 802-106646
LONDON
Source release August 3, 2026 · retrieved August 18, 2026