Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1788 ms

Reported as state-registered
CLEARBRIDGE FINANCIAL
CRD 288838
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
CRD 139012 · SEC 801-65715
EDINBURGH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED
CRD 151223 · SEC 801-70506
SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLEARBROOK INVESTMENT MANAGEMENT, LLC
CRD 170057
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEARPOINT WEALTH MANAGEMENT
CRD 337649
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CLEARSIGHT INVESTMENTS AG
CRD 171979 · SEC 802-80556
PFÄFFIKON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLEARSPRING CAPITAL PARTNERS
CRD 162644 · SEC 802-75262
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLEARSTONE WEALTH MANAGEMENT, LLC
CRD 334088
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEARVIEW FINANCIAL, INC.
CRD 131944
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEARVIEW PRIVATE WEALTH
CRD 338264
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CLEARVUE PARTNERS MANAGEMENT LIMITED
CRD 168350 · SEC 802-78301
SHANGHAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEARWATER CAPITAL MANAGEMENT
CRD 115283 · SEC 801-134477
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLEARWATER CAPITAL PARTNERS
CRD 296307 · SEC 802-113940
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLEARWATER WEALTH MANAGEMENT
CRD 337831
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEMENSEN CAPITAL COMPANY LLC
CRD 166837
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CLEMENTS INVESTMENT MANAGEMENT
CRD 168857
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026