Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1516 ms

Exempt Reporting Adviser
CLEO CAPITAL MANAGEMENT COMPANY, LLC
CRD 313128 · SEC 802-131962
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLERISY GLOBAL CAPITAL MANAGEMENT, LP
CRD 310677 · SEC 802-120094
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLESSIDRA SGR S.P.A.
CRD 163492 · SEC 802-75612
MILAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLEVELAND DIGITAL LIMITED
CRD 325124 · SEC 802-129157
ROAD TOWN, TORTOLA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLEVERINVESTING LLC
CRD 285779
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CLIENT FIRST CAPITAL, LLC
CRD 300684 · SEC 801-114955
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLIENT FIRST FINANCE LLC
CRD 135642
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CLIENT-CENTERED CROSS-BORDER PRIVATE WEALTH ADVISORY
CRD 140373 · SEC 801-66802
KHLONG TAN, KHLONG TOEI, BANGKOK
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLIFFORD CAPITAL MARKETS PTE. LTD.
CRD 339337 · SEC 802-135138
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLIFFORD FINANCIAL PLANNING, INC.
CRD 112978
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CLIFTON MANAGEMENT PTE. LTD.
CRD 332889 · SEC 802-131255
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLIFTON MYERS FINANCIAL ADVISORY
CRD 132638
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CLIMATE ASSET MANAGEMENT
CRD 325030 · SEC 802-127438
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLIMBER CAPITAL SA
CRD 284784 · SEC 801-108264
NYON, VAUD
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CLIME CAPITAL MANAGEMENT PTE. LTD.
CRD 330308 · SEC 802-129718
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CLINE FINANCIAL CONCEPTS, LLC
CRD 135679
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CLIPWAY LIMITED
CRD 327704 · SEC 802-128806
LONDON
Source release August 3, 2026 · retrieved August 18, 2026