Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1673 ms

Reported as state-registered
COBB PLANNING GROUP
CRD 150880
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COBBLEFIELD LLC
CRD 324786 · SEC 802-127307
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CODEX CAPITAL ASSET MANAGEMENT, L.L.C.
CRD 309373 · SEC 801-120396
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COELI FRONTIER MARKETS AB
CRD 282916 · SEC 801-107316
STOCKHOLM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COFFEEHOUSE CAPITAL
CRD 317317
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COFOUNDERS VENTURE MANAGEMENT
CRD 322338 · SEC 802-126201
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COGENT CAPITAL GROUP
CRD 125163
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COGENT INDEPENDENT ADVISORS, INC.
CRD 161659 · SEC 801-135773
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COGENT INVESTMENT ADVISORS LLC
CRD 287773
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COGITO CAPITAL PARTNERS
CRD 307931 · SEC 802-118597
LUXEMBOURG, LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COGNATE PARTNERS FUND MANAGEMENT LLC
CRD 319260 · SEC 802-130641
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COGNIS CAPITAL LLP
CRD 162760 · SEC 802-75635
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COGNIS RETIREMENT GROUP LLC
CRD 166814
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COGNITION CAPITAL, LLC
CRD 341792 · SEC 802-136140
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COHALO
CRD 297315 · SEC 801-130847
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COHEN & STEERS ASIA LIMITED
CRD 135661 · SEC 801-66371
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COHEN & STEERS UK LIMITED
CRD 142150 · SEC 801-67297
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COHEN, STEVEN J CFA
CRD 280027
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COHERENT FINANCIAL ADVISERS, LLC
CRD 281877
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026