Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1112 ms

Reported as registered
COMGEST US LLC
CRD 284352 · SEC 801-108368
DUBLIN 2
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMMENCEMENT FINANCIAL PLANNING LLC
CRD 154056 · SEC 801-135751
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMITTED ADVISORS S.A.S.
CRD 172635 · SEC 802-80613
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMITTED CAPITAL MANAGEMENT, LLC
CRD 342059 · SEC 802-136256
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMMONCENTS WEALTH ADVISORS, LLC
CRD 169551
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COMMONVIEW CAPITAL
CRD 290040 · SEC 802-112144
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMMONWEALTH FAMILY OFFICE
CRD 338805
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMMUNITAS FINANCIAL PLANNING PBC
CRD 157708
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COMMUNITY DEVELOPMENT FUND ADVISORS, LLC
CRD 281617 · SEC 801-106710
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMMUNITY FINANCIAL GROUP, INC.
CRD 129472
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COMMUNITY US FUND MANAGEMENT, INC.
CRD 313802 · SEC 801-126287
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMPASS CAPITAL INVESTMENTS LLC
CRD 291911
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPASS FINANCIAL GROUP
CRD 328412
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPASS FINANCIAL, LLC
CRD 152558
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COMPASS PLANNING ASSOCIATES, INC.
CRD 128014 · SEC 801-129110
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS RETIREMENT, LLC
CRD 158412 · SEC 801-135947
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMPASS ROSE ADVISORS, INC.
CRD 135954
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPASS ROSE FINANCIAL PLANNING & INVESTMENT MANAGEMENT
CRD 144566
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026