Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1579 ms

Reported as state-registered
COMPASS TECHNOLOGY GROUP, INC.
CRD 157388
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPASS WEALTH ADVISORS
CRD 165749
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPASS WEALTH PLANNING LLC
CRD 343333
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPENDIUM WEALTH ADVISORS, LLC
CRD 283475
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPLETE VIEW FINANCIAL LLC
CRD 305247
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COMPLETE WEALTH MANAGEMENT, LLC
CRD 288794 · SEC 801-132711
Principal state not provided in this source record
State registration: TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.
CRD 319703 · SEC 801-126426
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPLUS ASSET MANAGEMENT (UK) LIMITED
CRD 329571 · SEC 801-129696
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPLUS ASSET MANAGEMENT LIMITED
CRD 173003 · SEC 801-113880
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMPOSABILITY GP LIMITED
CRD 319734 · SEC 802-125712
GIBRALTAR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMPOSED CAPITAL LLC
CRD 340948
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPOSEDPRO, INC.
CRD 297440
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
COMPOSITE CAPITAL MANAGEMENT (SG) PTE. LTD.
CRD 337252 · SEC 802-133834
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPOUND GLOBAL ADVISORS, LLC
CRD 318889 · SEC 801-123424
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMPOUND VALUE ADVISERS, LLC
CRD 168084
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPOUND WEALTH ADVISORS
CRD 288240
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPOUNDING GEMS ADVISORS, LLC
CRD 327351
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC
CRD 316859
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COMPREHENSIVE MONEY MANAGEMENT SERVICES LLC
CRD 121061 · SEC 801-133720
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COMPREHENSIVE PHYSICIANS RETIREMENT INVESTING
CRD 114380
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026