Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1619 ms

Exempt Reporting Adviser
CONSOLIDATED EQUITY III ADVISORY AB
CRD 335589 · SEC 802-134097
STOCKHOLM, UPPLAND
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONSOLIDATED FINANCIAL MANAGEMENT CORP.
CRD 119181
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CONSOLIDATION ET DEVELOPPEMENT GESTION
CRD 319380 · SEC 802-127422
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONSONANCE WEALTH MANAGEMENT
CRD 285027
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CONSORTIUM BRAND PARTNERS, LLC
CRD 326505 · SEC 801-134050
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONSPECTA CAPITAL, LLC
CRD 172507
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CONSTELLATION ASSET MANAGEMENT
CRD 157140 · SEC 801-72442
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONSTELLATION CAPITAL MANAGEMENT LLC
CRD 161275 · SEC 801-73948
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONSTRUCTOR CAPITAL I GP LTD.
CRD 329251 · SEC 802-129364
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONSULTA LIMITED
CRD 318927 · SEC 802-130968
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONTEMPORARY PLANNING ALTERNATIVES
CRD 126834
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CONTINENTAL ADVISORS LLC
CRD 109788 · SEC 801-132614
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONTINUUM FINANCIAL PARTNERS, LLC
CRD 165694
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONTINUUM FINANCIAL, LLC
CRD 151881
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONTINUUM GLOBAL ASSET MANAGEMENT, LLC
CRD 135248
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONTINUUM WEALTH MANAGEMENT, LLC
CRD 148844
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONTINUUM WEALTH STRATEGIES, LLC
CRD 169324
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONTRARIAN LABS INC.
CRD 298427
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026