Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1069 ms

Reported as registered
CONTRARY LEGACY LLC
CRD 325014 · SEC 801-127459
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONTRARY LLC
CRD 311054 · SEC 801-127365
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONTRERAS FINANCIAL, INC.
CRD 305463
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONVERGENCE WEALTH PARTNERS LLC
CRD 329438
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
CONVERGENT FINANCE, LLP
CRD 320731 · SEC 802-125995
MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONVERGENT VENTURES LLC
CRD 326986 · SEC 802-128305
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONVERIUM CAPITAL INC.
CRD 312880 · SEC 801-120542
MONTREAL, QUEBEC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONVERSE TEAM FINANCIAL SERVICES, LLC
CRD 335322 · SEC 801-132403
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
CONVEXBETA INVESTMENTS, LLC
CRD 298019
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONVEXITY WEALTH MANAGEMENT, LLC
CRD 327183
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONVEY WEALTH LLC
CRD 322622
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
CONVICTION WEALTH MANAGEMENT LLC
CRD 332751
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
CONVOY INVESTMENTS, LLC
CRD 174969 · SEC 801-81014
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONWAY PARTNERS
CRD 319013 · SEC 801-123446
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COOL WEALTH MANAGEMENT
CRD 333281
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED
CRD 308020 · SEC 801-118484
SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
COOPER FINANCIAL INVESTMENTS, LLC
CRD 285647
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
COOPER POINT ADVISORS LLC
CRD 132928
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026